Securities Litigation
Exhibit Preparation
From class actions to SEC enforcement, prepare court-ready exhibits efficiently. Handle confidential financial data with complete security.
Try It Free - Preview Before You PaySecurities Cases Require Precision
Voluminous SEC filings, financial statements, and disclosure documents
Trading records with confidential price and volume data
Expert reports on damages, loss causation, and market efficiency
Complex timelines spanning multiple years of alleged misconduct
ExhibitPrep helps you organize the evidence that tells your story.
Securities Document Types
SEC Filings
- 10-K and 10-Q reports
- 8-K current reports
- Proxy statements (DEF 14A)
- Registration statements
Financial Data
- Trading records and histories
- Stock price charts
- Financial statements
- Audit workpapers
Market Analysis
- Analyst reports and ratings
- Earnings call transcripts
- Press releases
- News articles
Expert Reports
- Damages calculations
- Loss causation analysis
- Market efficiency studies
- Accounting expert opinions
Confidential Data Protection
Securities cases often involve highly confidential trading data, non-public financial information, and privileged communications. ExhibitPrep processes everything locally in your browser.
- Documents never uploaded to any server
- 100% local processing in your browser
- All data cleared when you close the tab
Securities Case Types
Securities Class Actions
10b-5 fraud claims require meticulous documentation of misstatements, corrective disclosures, and damages.
Key exhibits: Alleged false statements in SEC filings and press releases, corrective disclosures, stock price charts showing price drops, trading data, analyst reports, and expert damage calculations.
SEC Enforcement Actions
Responding to SEC investigations and Wells notices requires comprehensive document organization.
Key exhibits: Internal communications, board minutes, trading records, compliance documents, disclosure committee materials, and outside counsel advice.
Derivative & Shareholder Actions
Breach of fiduciary duty claims require evidence of board decision-making and corporate governance.
Key exhibits: Board minutes and resolutions, D&O questionnaires, executive compensation data, related party transactions, governance policies, and shareholder communications.
Securities Litigation FAQ
What documents are typical exhibits in securities cases?
Common exhibits include SEC filings (10-K, 10-Q, 8-K), press releases, analyst reports, trading records, internal communications, board minutes, financial statements, and expert reports.
How do I handle confidential trading data?
ExhibitPrep processes files locally in your browser - documents never leave your computer. This keeps confidential trading records and non-public information secure.
Can I stamp Excel spreadsheets with trading data?
Convert Excel to PDF first to preserve formatting. Most spreadsheet programs export directly to PDF. Then upload the PDF to ExhibitPrep for stamping.
How should I organize SEC filings?
Organize chronologically by filing date to show the disclosure timeline. Use filename prefixes like '2024-02-15 Form 10-K' for automatic sorting.
Are ExhibitPrep stamps accepted in federal court?
Yes. ExhibitPrep creates professional stamps that meet federal court requirements and appear consistently in electronic filing and printed copies.
Prepare Your Securities Case Exhibits
Upload your SEC filings and financial documents. See how quickly you can organize evidence for trial or settlement. Preview everything before paying.
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