Securities Litigation
Exhibit Preparation
From class actions to SEC enforcement, prepare court-ready exhibits efficiently. Handle confidential financial data with complete security.
Try It Free →Securities Cases Require Precision
Voluminous SEC filings, financial statements, and disclosure documents
Trading records with confidential price and volume data
Expert reports on damages, loss causation, and market efficiency
Complex timelines spanning multiple years of alleged misconduct
ExhibitPrep helps you organize the evidence that tells your story.
Securities Document Types
SEC Filings
- 10-K and 10-Q reports
- 8-K current reports
- Proxy statements (DEF 14A)
- Registration statements
Financial Data
- Trading records and histories
- Stock price charts
- Financial statements
- Audit workpapers
Market Analysis
- Analyst reports and ratings
- Earnings call transcripts
- Press releases
- News articles
Expert Reports
- Damages calculations
- Loss causation analysis
- Market efficiency studies
- Accounting expert opinions
Confidential Data Protection
Securities cases often involve highly confidential trading data, non-public financial information, and privileged communications. ExhibitPrep processes everything locally in your browser.
- Documents never uploaded to any server
- 100% local processing in your browser
- All data cleared when you close the tab
Securities Case Types
Securities Class Actions
10b-5 fraud claims require meticulous documentation of misstatements, corrective disclosures, and damages.
Key exhibits: Alleged false statements in SEC filings and press releases, corrective disclosures, stock price charts showing price drops, trading data, analyst reports, and expert damage calculations.
SEC Enforcement Actions
Responding to SEC investigations and Wells notices requires comprehensive document organization.
Key exhibits: Internal communications, board minutes, trading records, compliance documents, disclosure committee materials, and outside counsel advice.
Derivative & Shareholder Actions
Breach of fiduciary duty claims require evidence of board decision-making and corporate governance.
Key exhibits: Board minutes and resolutions, D&O questionnaires, executive compensation data, related party transactions, governance policies, and shareholder communications.
See securities litigation Exhibit Stamping in Action
Watch how to prepare court-ready securities litigation exhibits in under 30 seconds.
Securities Litigation FAQ
What documents are typically exhibits in securities litigation?
Common exhibits include SEC filings (10-K, 10-Q, 8-K, proxy statements), press releases, analyst reports, trading records, internal communications, board minutes, financial statements, stock price data, and expert reports on damages and loss causation.
How do I handle confidential trading data as exhibits?
ExhibitPrep processes files locally in your browser - documents never leave your computer. This makes it safe for confidential trading records and non-public financial information. When you close the browser, all data is gone.
Can I stamp Excel spreadsheets with trading data?
Convert Excel files to PDF before uploading to ExhibitPrep. This preserves formatting and ensures the exhibit appears as intended. Most spreadsheet programs can export directly to PDF.
How should I organize SEC filings as exhibits?
Organize chronologically by filing date to show the timeline of disclosures. Use filename prefixes like "2024-02-15 Form 10-K" for automatic sorting. Include the relevant portions or excerpts if full filings are too voluminous.
Are exhibits stamped with ExhibitPrep accepted in federal securities cases?
Yes. ExhibitPrep creates professional-quality stamps that meet federal court requirements. The stamps are embedded in the PDF and appear consistently in both electronic filing and printed copies.
Prepare Your Securities Case Exhibits
Upload your SEC filings and financial documents. See how quickly you can organize evidence for trial or settlement. Preview everything before paying.
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